Regulation NMS - PDFSEARCH.IO - Document Search Engine

Regulation NMS
Results: 1042

#	Item
621	SR-BATS[removed]Exhibit 5 Page 28 of 33 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-16 08:27:06 Investment Finance Financial regulation Order Short Futures contract Regulation NMS Floor broker Financial economics Financial markets Stock market
622	Amendment No. 1 to Proposed Options Order Protection and Locked/Crossed Market Plan by CBOE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-09 14:14:58 Stock market Investment Finance Regulation NMS Options Price Reporting Authority 73rd United States Congress United States securities law Securities Exchange Act Options Clearing Corporation United States Securities and Exchange Commission Financial economics Financial markets
623	Amendment No. 3 to the Options Price Protection and Locked/Crossed Market Plan; Implementation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-24 10:19:28 Investment Financial markets Finance Regulation NMS Securities Exchange Act Order Options Clearing Corporation Security Stock exchange Stock market Financial economics United States Securities and Exchange Commission
624	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 30, 2008 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-02 13:43:27 Financial economics Financial markets Financial system Economy of the United States 73rd United States Congress Securities Exchange Act NYSE Euronext New York Stock Exchange Regulation NMS United States Securities and Exchange Commission United States securities law Financial regulation
625	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-04-09 16:22:18 Funds United States Securities and Exchange Commission Chicago Stock Exchange Securities Exchange Act Extended hours trading Late trading New York Stock Exchange Order Regulation NMS Financial economics Investment Stock market
626	SR-BATS[removed]Exhibit 5 Page 45 of 51 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-14 19:27:34 Stock market Investment Pricing Marketing Order Regulation NMS Algorithmic trading Short Uptick rule Business Financial markets Financial economics
627	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-19 10:35:43 American studies NYSE Arca Chicago Board Options Exchange International Securities Exchange Regulation NMS U.S. Securities and Exchange Commission NASDAQ Securities Exchange Act New York Stock Exchange United States Securities and Exchange Commission Economy of the United States United States
628	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]; SR-BX[removed]; SR-BYX[removed]; SR-CHX[removed]; SR-EDGA[removed]; SR-EDGX[removed]; SR-FINRA[removed]; SR-ISE2014-25; SR-NASDAQ[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-20 11:26:38 United States Securities and Exchange Commission United States Financial Industry Regulatory Authority Direct Edge Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ Regulation NMS New York Stock Exchange Self-regulatory organizations Economy of the United States United States securities law
629	Notice of Filing of Proposed Rule Change Modifying the Definition of Cross and Cross with Size Order Types Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-17 15:17:24 Financial economics Regulation NMS Chicago Stock Exchange Stock market Financial system Economy of the United States Securities Exchange Act U.S. Securities and Exchange Commission Order United States Securities and Exchange Commission United States securities law 73rd United States Congress
630	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]March 22, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-25 11:18:09 Business Financial economics Investment Financial markets Electronic communication network Securities Exchange Act Short Regulation NMS Security Finance Stock market United States Securities and Exchange Commission

UPDATE